Series 65/66 · Course preview
Client/Investment Recommendations, Strategies, and Taxation
Here’s everything in the Series 65/66 Client/Investment Recommendations, Strategies, and Taxation section — 3 topics across 3 lessons. Create a free account to open any of it.
Start free to access →Client Profiles and Suitability
- Knowing the Client: Profiles, Suitability, and Recommendations
Portfolio Strategy and Performance
- Capital Market Theory, Portfolio Management, and Measuring Performance
Taxation and Retirement
- Taxes, Retirement Plans, ERISA, and Account Ownership
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